THE
STATE EDUCATION DEPARTMENT / THE UNIVERSITY
OF THE STATE OF NEW YORK / ALBANY, NY 12234 |
TO: |
The Honorable the Members of the Board of Regents |
FROM: |
Kathy A.
Ahearn |
COMMITTEE: |
Full
Board |
TITLE OF
ITEM: |
Appeals pursuant to Education Law §310
involving homeless children |
DATE OF
SUBMISSION: |
April 22,
2005 |
PROPOSED
HANDLING: |
Approval |
RATIONALE FOR
ITEM: |
To ensure compliance with Federal
requirements |
STRATEGIC
GOAL: |
4 |
AUTHORIZATION(S): |
|
SUMMARY:
Attached is a proposed amendment of Parts 275
and 276 and section 100.2(x) of the Regulations of the Commissioner of
Education. Supporting materials are
available upon request from the Secretary to the Board of Regents.
The proposed amendment modifies the
procedures concerning appeals involving homeless children that are brought
pursuant to Education Law section 310, to conform the Commissioner's Regulations
to the requirements of the Federal McKinney-Vento Homeless Education Assistance
Act (42 U.S.C. sections 11431 et seq.), as amended by the Federal No Child Left
Behind Act of 2001 (NCLB) [Pub.L. 107-110].
The proposed amendment was adopted by
emergency action at the January Regents meeting, effective January 18,
2005. A Notice of Emergency
Adoption and Proposed Rule Making was published in the State Register on
February 2, 2005. A second
emergency adoption was taken at the March Regents meeting, effective April 12,
2005, to ensure that the amendment remains continuously in effect until the
effective date of its permanent adoption.
The proposed amendment has been substantially
revised in response to public comment as set forth in the attached Assessment of
Public Comment. A Notice of Revised
Rule Making will be published in the State Register on April 27, 2005. A third emergency adoption is necessary
to adopt the revisions to the proposed amendment and to otherwise ensure that
the amendment remains continuously in effect until the effective date of its
permanent adoption. Furthermore,
because the third emergency adoption revises the amendments adopted by emergency
action at the March Regents meeting, which amendments would not otherwise expire
until June 10, 2005, it is also necessary to expressly repeal the March
emergency adoption. A Statement of
Facts and Circumstances Which Necessitates Emergency Action is attached. It is anticipated that the proposed
amendment will be presented to the Board of Regents for adoption as a permanent
rule at the June 20-21, 2005 Regents meeting, effective July 14, 2005.
RECOMMENDATION: It is
recommended that the Board of Regents take the following
action:
VOTED: That the amendment of Parts 275 and 276
and section 100.2(x)(7) of the Regulations of the Commissioner of Education,
that was adopted as an emergency measure at the March 14-15, 2005 meeting of the
Board of Regents is repealed, effective May 24,
2005.
VOTED:
That Parts 275 and 276 and paragraph (7) of subdivision (x) of section
100.2 of the Regulations of the Commissioner of Education be amended as
submitted, effective May 24, 2005, as an emergency action upon a finding by the Board of
Regents that such action is necessary for the preservation of the general
welfare to adopt the revisions made to the proposed rule in response to public
comment and to ensure that the rule remains continuously in effect until the
effective date of its adoption as a permanent rule, and thereby ensure the
rights of homeless individuals consistent with Federal statutes and ensure
compliance with requirements for receipt of Federal
funds.
Attachment
PROPOSED AMENDMENT OF PARTS 275 AND 276 AND
SECTION 100.2(x) OF THE REGULATIONS OF THE COMMISSIONER OF EDUCATION PURSUANT TO
EDUCATION LAW SECTIONS 101, 207, 215, 305, 310, 311, 3202, 3209 AND 3713,
RELATING TO APPEALS INVOLVING HOMELESS
CHILDREN
ASSESSMENT OF PUBLIC
COMMENT
Since publication of a Notice of
Emergency Adoption and Proposed Rule Making in the State Register on February 2,
2005, the State Education Department received the following public
comment:
1.
COMMENT:
To better ensure that parents,
guardians, and unaccompanied youth experiencing homelessness are able to contact
the local educational agency (LEA) liaison to request assistance with an appeal,
section 275.3 should be revised to require school districts to include the name,
address, and telephone number of the LEA liaison on the form petitions.
DEPARTMENT
RESPONSE:
Placing information regarding a
specific LEA liaison on a form petition runs the risk of having such information
become outdated if the person assigned as liaison leaves such position or
changes his or her address or telephone number, and school districts would face
additional expense to reprint and distribute petitions with updated
information. The Department
believes that the intent of the comment may be satisfactorily addressed by
revising section 100.2(x)(7)(ii)(b) of the proposed rule to require that the
written explanation of a school district's determination to decline to enroll
and/or transport a homeless child or youth to the school of origin or a school
requested by the parent or guardian shall also include the name, post office
address and telephone number of the LEA liaison and the form petition for
commencing an appeal to the Commissioner pursuant to Education Law section 310
of a final determination regarding enrollment, school selection and/or
transportation. The proposed rule
has been revised accordingly. In
addition, section 100.2(x)(7)(iii)(b) has been revised to require that school
districts ensure that the LEA liaison provides the form petition to
unaccompanied youths.
2.
COMMENT:
In addition to requiring that
the petition forms be made available at the LEA liaison's office, the
regulations should also require that the forms be available in all schools,
district offices, locations where families apply for shelter, places where they
receive shelter, and programs serving homeless and runaway youth. Since many parents, guardians, and
unaccompanied youth never have contact with the LEA liaisons or are unaware that
there is an LEA liaison, it is imperative that the form petitions be distributed
more widely.
DEPARTMENT
RESPONSE:
The Department believes that the
proposed change is unnecessary and could be detrimental. Pursuant to amended 8 NYCRR
§100.2(x)(7)(iii)(c)(1), the LEA liaison is required to provide the homeless
parent or guardian or unaccompanied youth with the form petition and assist
homeless families and unaccompanied youths at all phases of the appeal
process. The Department is
concerned that a required wider dissemination of the form petition would
undermine the ability of the LEA liaison to assist homeless families and
unaccompanied youths with the appeal process by encouraging the filing of
appeals without the LEA liaisons' assistance. Without the assistance of the LEA
liaisons, it is likely that a number of these appeals will be dismissed on
procedural grounds because the homeless families or unaccompanied youths will be
unaware of all of the procedural requirements for commencing appeals. The Department believes the intent of
this comment can be satisfactorily addressed through the proposed revision of
section 100.2(x)(7)(ii)(b), as discussed in the Department's response to Comment
#1 above, to require that the written explanation of a school district's
determination to decline to enroll and/or transport a homeless child or youth to
the school of origin or a school requested by the parent or guardian shall also
include the name, post office address and telephone number of the LEA liaison
and the form petition for commencing an appeal to the Commissioner pursuant to
Education Law section 310 of a final determination regarding enrollment, school
selection and/or transportation.
3.
COMMENT:
Part 275.8(e) creates a
significant barrier to the delivery of educational services to homeless children
and youth by only allowing parents to deliver the pleadings to the LEA
liaison. We recommend that the
proposed rule be amended to allow parents to deliver or mail the pleadings to
the LEA liaison, or deliver the pleadings to the principal or assistant
principal at the school where the dispute arose.
DEPARTMENT
RESPONSE:
As part of its efforts to
improve homeless families' and unaccompanied youths' access to the appeal
process, the Department designed the amendments to require the LEA liaisons to
assist homeless families and unaccompanied youths at all phases of the appeal
process. Allowing homeless families
and accompanied youth to mail the petition to either the LEA liaisons or
principals or assistant principals would undermine the aforementioned purpose of
the amendments because homeless families and accompanied youths would not have
to meet with the LEA liaisons in order to commence appeals. Without the assistance of the LEA
liaisons, it is likely that a number of these appeals will be dismissed on
procedural grounds because the homeless families or unaccompanied youths will be
unaware of all of the procedural requirements for commencing appeals. Furthermore, it would also be too
burdensome on school districts' administration to require principals and
assistant principals to accept service of the petition and any supporting
documents. Additionally, the
amendments do not require principals and assistant principals to assist homeless
families and unaccompanied youths in commencing appeals. Therefore, it is in the homeless
families' and unaccompanied youths' best interests to commence an appeal by
delivering the petition to the LEA liaisons who have a duty to assist them
throughout the process. Finally, if
homeless families and unaccompanied youths were permitted to deliver the
petition to principals or assistant principals, it would make it difficult for
the LEA liaisons to maintain the required record of all appeals of enrollment,
school selection and transportation determinations (see, 8 NYCRR
§100.2[x][7][[iii][8][d]).
4.
COMMENT:
There may have been an oversight
in section 276.5(b), regarding additional affidavits, exhibits and other
supporting papers, because it does not include the alternative service method
for petitioners provided under section 275.8(e). The regulation should be amended
to provide for service of affidavits, exhibits and other supporting materials in
accordance with either section 275.8(b) or (e) or section
275.13(b).
DEPARTMENT
RESPONSE:
The Department agrees with the
comment and has revised section 276.5(b) to include alternative service under
275.8(e).
5.
COMMENT:
In order to ensure that schools actually
enroll students before the dispute resolution process begins, in conformity with
the McKinney-Vento Act, 42 U.S.C. §11432(g)(3)(E)(i), the proposed regulation
should be revised to require each school district to immediately admit the
homeless child or youth to the school in which enrollment is sought if a dispute
arises over school selection or enrollment in a
school.
DEPARTMENT
RESPONSE:
The proposed amendment is
unnecessary because both Education Law §3209(2)(e)(1) and 8 NYCRR
§100.2(x)(4)(1) state that, after receiving the designation form, the designated
school district must immediately admit the homeless child or youth. 6.
COMMENT:
The proposed regulation
conflicts with the McKinney-Vento Act to the extent it requires that parents,
guardians, and unaccompanied youth make an additional application for a stay
along with their appeal and that they only receive pendency until a decision is
rendered on the stay application.
Under the McKinney-Vento Act, children and youth are entitled to remain
in the school in which enrollment is sought pending resolution of the dispute,
not any stay application, 42 U.S.C. § 11432(g)(3)(E)(i). The regulation should be revised to
provide that if the parent or guardian of a homeless child or youth or
unaccompanied youth commences an appeal to the Commissioner pursuant to
Education Law section 310, the school district shall delay the implementation of
a final determination and permit the child or youth to continue to attend the
school he or she is enrolled in until the Commissioner renders a decision on the
section 310 appeal.
DEPARTMENT
RESPONSE:
8 NYCRR §100.2(x)(7)(ii)(c) is not in conflict with 42 U.S.C. § 11432(g)(3)(E)(i). The public comment misinterprets the pendency requirements of 42 U.S.C. § 11432(g)(3)(E)(i). 42 U.S.C. § 11432(g)(3) only discusses local educational agency requirements, not state educational agency requirements. Thus, 42 U.S.C. § 11432(g)(3)(E)(i) only requires that the homeless child or youth continue to attend the school that he or she is enrolled pending resolution of the enrollment dispute at the local educational agency/school district level, not the state educational agency/SED level. Additionally, the United States Department of Education's Non-Regulatory Guidance of the Education of Homeless Children and Youth Program ("Non-Regulatory Guidance") states that the homeless child or youth must continue to be enrolled in the school pending the local educational agency's/school district's resolution of the enrollment dispute (see, Non-Regulatory Guidance, Section G-5, p. 14). Consequently, no change needs to be made to this amendment.
PROPOSED AMENDMENT OF PARTS 275 AND 276 AND
SECTION 100.2(x) OF THE REGULATIONS OF THE COMMISSIONER OF EDUCATION PURSUANT TO
EDUCATION LAW SECTIONS 101, 207, 215, 305, 310, 311, 3202, 3209 AND 3713,
RELATING TO APPEALS INVOLVING HOMELESS
CHILDREN
STATEMENT OF FACTS AND CIRCUMSTANCES WHICH
NECESSITATE EMERGENCY ACTION
The proposed amendment is necessary to
conform the Commissioner's Regulations to the Federal McKinney-Vento Homeless
Education Assistance Act (42 U.S.C. sections 11431 et seq.), as amended by the
Federal No Child Left Behind Act of 2001 (NCLB) [Pub.L. 107-110]. The State is required to comply with the
requirements of the McKinney-Vento Act and the NCLB as a condition to its
receipt of Federal funds. The proposed amendment modifies the procedures
for appeals
to the
Commissioner of Education pursuant to Education Law section 310, that concern a
homeless child's or youth's access to a free,
appropriate public education pursuant to 8 NYCRR section 100.2(x).
The proposed amendment was adopted at the
January 10-11, 2005 Regents meeting, as an emergency measure effective January
18, 2005, to conform
the Commissioner's Regulations regarding the
procedures for appeals involving homeless children that are brought pursuant to
Education Law section 310 to the Federal
McKinney-Vento
Homeless Education Assistance Act (42 U.S.C. sections 11431 et seq.), as amended
by the Federal No Child Left Behind Act of 2001 (NCLB) [Pub.L. 107-110], and thereby
ensure the
rights of homeless individuals consistent with Federal
statutes and ensure
compliance with requirements for receipt of Federal funds. A Notice of Emergency Adoption and
Proposed Rule Making was published in the State Register on February 2,
2005.
The proposed amendment was
readopted as a second emergency measure, effective April 12, 2005, to ensure
that the emergency rule adopted at the January Regents meeting remains
continuously in effect until the effective date of its adoption as a permanent
rule.
The proposed amendment has now been substantially revised in response to public comment. The revised rule corrects an inadvertent omission in section 276.5(b) by providing for alternative service of affidavits, exhibits and other supporting materials in accordance with section 275.8(e), in addition to section 275.8(b) and section 275.13(b). The revised rule also requires, in section 100.2(x)(7)(ii)(b), that the written explanation of a school district's determination to decline to enroll and/or transport a homeless child or youth to the school of origin or a school requested by the parent or guardian shall also include the name, post office address and telephone number of the local educational liaison and the form petition for commencing an appeal to the Commissioner pursuant to Education Law section 310 of a final determination regarding enrollment, school selection and/or transportation. This will ensure that parents and guardians will be able to contact the local educational liaison for assistance in appealing a school district's final determination. In addition, the revised rule also requires, in section 100.2(x)(7)(iii)(b), that each school district shall ensure that the local educational agency liaison provides an unaccompanied youth with the form petition for commencing an appeal to the Commissioner pursuant to Education Law section 310 of a final determination regarding enrollment, school selection and/or transportation. This will ensure that unaccompanied youths will be able to obtain the assistance of the local educational liaison in appealing a school district's final determination. The revisions are necessary to ensure the rights of homeless individuals consistent with Federal statutes and ensure compliance with requirements for receipt of Federal funds.
The revised rule cannot be permanently adopted until expiration of the 30-day public comment period mandated by State Administrative Procedure Act (SAPA) section 202(4-a) and cannot be made effective until notice of its permanent adoption is published in the State Register.
It is anticipated that the revised rule will be presented to the Board of Regents for adoption as a permanent rule, with an effective date of July 14, 2005, at their June 20-21, 2005 meeting, which is the first scheduled meeting after expiration of the 30-day public comment period mandated by SAPA. A third emergency adoption is necessary to immediately adopt the revisions made in response to public comment and to otherwise ensure that the rule remains continuously in effect until the effective date of its adoption as a permanent rule, and thereby ensure the rights of homeless individuals consistent with Federal statutes and ensure compliance with requirements for receipt of Federal funds.
AMENDMENT TO THE REGULATIONS OF THE
COMMISSIONER OF EDUCATION
Pursuant to Education Law sections 101, 207,
215, 305, 310, 311, 3202, 3209 and 3713
1. The amendment of Parts 275 and 276 and
section 100.2(x)(7) of the Regulations of the Commissioner of Education, that
was adopted as an emergency measure at the March 14-15, 2005 meeting of the
Board of Regents is repealed, effective May 24,
2005.
2.
Part 275 of the Regulations of the Commissioner of Education is amended,
effective May 24, 2005, as follows:
Part 275
Parties and
Pleadings
§275.1 . .
.
§275.2
. .
.
§275.3
Pleadings.
(a)
. .
.
(b)
. . .
(c)
. .
.
(d)
Form of pleadings for appeals regarding the education of homeless
children and youth. Notwithstanding
the provisions of subdivision (c) of this section, in an appeal regarding a
homeless child's or youth's access to a free, appropriate public education
pursuant to section 100.2(x) of this Title, if the petitioner is the parent or
guardian of a homeless child or youth or unaccompanied youth as defined in
section 100.2(x), and if such petitioner submits a form petition prescribed by
the commissioner, the pleadings shall be legible but shall not be required to be
submitted in typewritten form.
§ 275.4
Names of parties or attorneys to be endorsed on all papers.
(a) All pleadings and papers submitted to
the commissioner in connection with an appeal must be endorsed with the name,
post office address and telephone number of the party submitting the same, or,
if a party is represented by counsel, with the name, post office address and
telephone number of his attorney.
(b)
Notwithstanding the provisions of subdivision (a) of this section, in an
appeal regarding a homeless child's or youth's access to a free, appropriate
public education pursuant to section 100.2(x) of this Title, if the petitioner
is the parent or guardian of a homeless child or youth or unaccompanied youth as
defined in section 100.2(x), the petitioner, in lieu of such endorsement, may
endorse all pleadings and papers submitted to the commissioner in connection
with an appeal with the name, post office address and telephone number of the
local educational agency liaison for homeless children and
youth.
§ 275.5
Verification.
(a) All pleadings shall be verified. The petition shall be verified by the
oath of at least one of the petitioners, except that when the appeal is taken by
the trustee or the board of trustees or board of education of a school district,
it shall be verified by any person who is familiar with the facts underlying the
appeal, pursuant to a resolution of such board authorizing the commencement of
such appeal on behalf of such trustees or board. An answer shall be verified by the oath
of the respondent submitting such answer, except that when the respondent is a
domestic corporation, the verification shall be made by an officer thereof. If the appeal is brought from the action
of the trustee or board of trustees or board of education of a school district,
verification of the answer shall be made by any person who is familiar with the
facts underlying the appeal. If two
or more respondents are united in
interest, verification of the answer shall
be made by at least one of them
who is familiar with the facts.
A reply shall be verified in the manner set forth for the verification of
an answer.
(b) Notwithstanding the provisions of subdivision (a) of this section, in an appeal regarding a homeless child's or youth's access to a free, appropriate public education pursuant to section 100.2(x) of this Title, the parent or guardian of a homeless child or youth or unaccompanied youth as defined in section 100.2(x), in lieu of verifying his/her pleading(s) pursuant to subdivision (a) of this section, may include in each pleading a statement that is signed by such parent or guardian or unaccompanied youth and which indicates that based on his/her information and belief the information contained in the pleading is true and an acknowledgment that he/she is aware that, pursuant to Penal Law section 175.30, a person who knowingly offers a false instrument for filing to a public official or public servant is guilty of Offering a False Instrument for Filing in the 2nd Degree, a Class A Misdemeanor.
§275.6
. .
.
§ 275.7
Oaths
(a) All oaths
required by these rules may be taken before any person authorized to administer
oaths within the State of New York. The statement of an attorney admitted to
practice in the courts of this State and appearing in an appeal as attorney of
record or of counsel to the attorney of record, when subscribed and affirmed by
him to be true under the penalty of perjury, may be served or filed in the
appeal in lieu of and with the same force and effect as an affidavit.
(b)
Notwithstanding the provisions of subdivision (a) of this section, in an
appeal regarding a homeless child's or youth's access to a free, appropriate
public education pursuant to section 100.2(x) of this Title, the signed
statement of a parent or guardian of a homeless child or youth or unaccompanied
youth as defined in section 100.2(x), that the information contained in his/her
petition or other pleading is true to the best of his/her knowledge and an
acknowledgement that he/she is aware that, pursuant to Penal Law section 175.30,
a person who knowingly offers a false instrument for filing to a public official
or public servant is guilty of Offering a False Instrument for Filing in the 2nd
Degree, a Class A Misdemeanor, may be served or filed in the appeal in lieu of
and with the same force and effect as an
affidavit.
§ 275.8
Service of pleadings and supporting papers.
(a)
. .
.
(b)
. . .
(c)
. . .
(d)
. .
.
(e)
Alternative service in appeals regarding the education of homeless
children. Notwithstanding the
provisions of subdivisions (a) and (b) of this section, service of pleadings and
supporting papers in appeals regarding a homeless child's or youth's access to a
free, appropriate public education pursuant to section 100.2(x) of this Title
may be made upon a school district, school district employee and/or school
district officer named as a party respondent by delivering a copy of the
pleadings and supporting papers to the school district's local educational
agency liaison for homeless children and youth. The local educational agency liaison for
homeless children and youth shall either accept service of the pleadings and
supporting papers on behalf of the named school district, school district
employee and/or school district officer, or effect service by mail by mailing
the petition, petitioner's affidavits, exhibits, and other supporting papers to
the named school district employee, school district officer and/or a person in
the office of the superintendent who has been designated by the board of
education to accept service on behalf of the school district, and by mailing all
subsequent pleadings and papers to the adverse party or, if the adverse party is
represented by counsel, to his/her attorney. When the same attorney appears for two
or more parties, only one copy need be served upon the attorney.
§ 275.9
Filing and fee.
(a)
. .
.
(b) Filing in an appeal regarding the
education of a homeless child or youth.
In an appeal regarding a homeless child's or youth's access to a free,
appropriate public education pursuant to section 100.2(x) of this Title, within
five days after the receipt and/or acceptance of service of any pleading or
paper from petitioner, the local educational agency liaison for homeless
children and youth, shall transmit the original, together with an affidavit of
such local educational agency liaison proving that the he/she either accepted
service of the pleading on behalf of the adverse party or served the pleading by
mailing it to the adverse party, to the Office of Counsel, New York State
Education Department, State
Education Building, Albany,
NY 12234. The affidavit of service
shall be in the form set forth below and shall indicate the name and official
character of the person upon whom service was made.
FORM FOR AFFIDAVIT OF ACCEPTANCE OF PERSONAL
SERVICE BY LOCAL EDUCATIONAL LIAISON FOR HOMELESS CHILDREN AND
YOUTH
STATE OF NEW YORK
COUNTY OF ______ss.:
_________, being duly sworn, deposes and says
that he/she is the local educational agency liaison for homeless children and
youth for the school
district; that on the ____day of ____, 20____ he/she accepted service of the
annexed ______ on behalf of ______.
________________________
(Signature)
Subscribed and sworn to before
me this ___________ day of ___________, 20
__.
_________________________
(Signature and title of officer)
FORM FOR AFFIDAVIT OF SERVICE BY MAIL BY
LOCAL EDUCATIONAL AGENCY LIAISON
STATE OF NEW YORK
COUNTY OF ______ss.:
_________, being duly sworn, deposes and says
that he/she is over the age of eighteen years and is the local educational
agency liaison for homeless children and youth for the school
district; that on the ____day of ____, 20 ____, deponent served the within
______upon ______in this action, at ______, the address designated by ______for
that purpose, by depositing a true copy of the same by mail, enclosed in a post
paid wrapper addressed to the named school district employee or officer or a
person in the office of the superintendent who has been designated by the board
of education to accept service on behalf of the school district, in___a post
office ______official depository under the exclusive care and custody of the
United States Post Office Department within the State of New York.
____________________
(Signature)
Subscribed and sworn to before me this day of
____, 20____
____________________
(Signature and title of officer)
(c) Filing fee. A fee of $20, payable to the State
Education Department, shall accompany the filing of a petition in an appeal to
the Commissioner of Education, except that there shall be no fee for the filing
of a petition pursuant to Education Law, section 4404 (2). No fee shall be required in appeals
brought before the commissioner pursuant to Education Law, section 310 that do
not seek review of a determination of an impartial hearing officer but involve
matters related to the provision of a free appropriate public education to a
pupil with a handicapping condition or in appeals regarding a homeless
child's or youth's access to a free, appropriate public education pursuant to
section 100.2(x) of this Title .
The requirement of a filing fee may be waived, at the discretion of the
commissioner, upon application by a petitioner in the form of an affidavit by
petitioner or petitioner's attorney. Such affidavit shall set forth the amount
and sources of all income of petitioner, whether taxable or not; shall list all
property held by petitioner, including real estate, personal property and bank
accounts, together with the total value of each category; and shall state that
the petitioner is unable to pay the fee necessary to initiate the appeal.
§275.10
. .
.
§275.11
. . .
§275.12...
§ 275.13 Service of answer and supporting
papers.
(a) . . .
(b)
Alternative Service of answer and supporting papers in an appeal
regarding a homeless child's or youth's access to a free, appropriate public
education pursuant to section 100.2(x) of this Title. If petitioner so elects, respondent
shall serve the answer upon the local educational agency liaison for homeless
children and youth, together with all of respondent's affidavits, exhibits and
other supporting papers, except a memorandum of law. In such case, the local educational
agency liaison for homeless children and youth shall notify the petitioner of his/her receipt of the
answer, together with all of respondent's affidavits, exhibits and other
supporting papers by serving these documents upon petitioner at petitioner's
last known address in the manner set forth in section 275.8(b) of this Title or,
upon petitioner's request, by making copies of these documents available to
petitioner without cost.
(c) The provisions of subdivision (a) of
this section shall not apply to
appeals before the commissioner
pursuant to Education Law, section 310 that do not seek review of a determination of a impartial hearing but involve
matters related to the provision of free appropriate public education to a pupil
with a handicapping condition. In such appeals service of the answer and
supporting papers shall be made in accordance with the provisions of section
279.5 of this Title.
§ 275.14 Reply.
(a)
. .
.
(b)
Reply in an appeal regarding a homeless child's or youth's access to a
free, appropriate public education pursuant to section 100.2(x) of this
Title. The petitioner shall reply
to each affirmative defense contained in an answer. The reply, together with any affidavits
which shall be limited to support of such reply, shall be served in the manner
set forth in either section 275.8(b) or (e) of this
Title.
(c) The provisions of subdivisions (a)
and (b) of this section shall not apply to appeals before the commissioner pursuant to Education Law,
section 310 that do not seek review
of a determination of a impartial
hearing officer but involve matters related to the provision of free appropriate public education to a pupil with a
handicapping condition. In such appeals, no pleading other than a petition and
an answer will be accepted or considered by the commissioner, except a reply by
the petitioner to any procedural defenses interposed by a respondent. Such reply shall be served and filed
within three days after service of the answer. If the answer has been served by mail
upon petitioner or his counsel, the date of mailing and the four days subsequent
thereto shall be excluded in computing the three-day period.
§275.15
. .
.
§275.16
. .
.
§275.17
. .
.
3. Part 276 of the Regulations of the
Commissioner of Education is amended, effective May 24, 2005, as
follows:
Part 276. RULES OF PRACTICE
§ 276.1 . . .
§ 276.2
. . .
§ 276.3
Extensions of time to answer or reply.
(a) No extension of time to answer the
petition or to reply to an answer will be granted by the commissioner unless
timely application is made therefor, upon notice to all parties. Such
application shall be in writing, addressed to the office of counsel, must be
postmarked not later than five days prior to the date on which the time to
answer or reply will expire, and shall set forth in full the reasons for the
request. The time to answer a pleading may not be extended solely by stipulation
of the parties or their counsel.
(b)
Notwithstanding the provisions of subdivision (a) of this section, in an
appeal regarding a homeless child's or youth's access to a free, appropriate
public education pursuant to section 100.2(x) of this Title, the petitioner may
elect to provide notice of the application for an extension of time to reply to
an answer to all parties by delivering the application to the local educational
agency liaison for homeless children and youth. The local educational agency liaison for
homeless children and youth shall mail the application to all adverse parties
and the office of counsel. Such
application shall be in writing and must be postmarked not later than five days
prior to the date on which the time to reply will expire, and shall set forth in
full the reasons for the request.
§ 276.4
Memoranda of law.
(a)
. . .
(b)
. . .
(c)
Notwithstanding the provisions of subdivision (a) of this section, in an
appeal regarding a homeless child's or youth's access to a free, appropriate
public education pursuant to section 100.2(x) of this Title, memoranda of law
may be served in the manner provided by either section 275.8(b) or (e) of this
Title.
§ 276.5
Additional affidavits, exhibits and other supporting papers.
(a) The commissioner may permit or require
the service and filing of affidavits, exhibits and other supporting papers, in
addition to those served in accordance with sections 275.8, 275.13 and 275.14 of
this Title, upon such terms and conditions as he may specify. Such affidavits, exhibits and other
supporting papers may be served upon all other parties and filed with the office
of counsel only with the prior permission of the commissioner, granted upon
application of the party desiring to submit such document. The affidavits, exhibits and other
supporting papers shall accompany such application, and the application,
together with the affidavits, exhibits and other supporting papers, shall be
served upon all other parties in accordance with section 275.8(b) of this
Title.
(b)
Notwithstanding the provisions of subdivision (a) of this section, in an
appeal regarding a homeless child's or youth's access to a free, appropriate
public education pursuant to section 100.2(x) of this Title affidavits, exhibits
and other supporting papers may be served in accordance with either section
275.8(b) or (e) or section 275.13(b) of this Title.
§ 276.6 . . .
§ 276.7
Decisions to be filed.
(a) A copy of the decision of the
commissioner in an appeal will be forwarded by the office of counsel to all
parties to the appeal, or, if they be represented by counsel, to counsel for the
respective parties, with instructions for service and filing as may be
appropriate. A copy will also be sent to those persons or organizations who have
been granted leave to submit memoranda amicus
curiae.
(b)
In an appeal regarding a homeless child's or youth's access to a free,
appropriate public education pursuant to section 100.2(x) of this Title, a copy
of the decision of the commissioner in an appeal will also be forwarded by the
office of counsel to the local educational agency liaison for homeless children
or youth.
§ 276.8
Reopening of a prior decision.
(a) . .
.
(b)
. . .
(c)
. .
.
(d)
. .
.
(e)
Notwithstanding the provisions of subdivision (b) of this section, in an
appeal regarding a homeless child's or youth's access to a free, appropriate
public education pursuant to section 100.2(x) of this Title, an application to
reopen a decision may be served in the manner set forth in either section
275.8(b) or (e) of this Title.
Service of affidavits in opposition to an application to reopen shall be
served in accordance with the provisions of either section 275.8(b) or (e) or
section 275.13(b) of this Title.
§ 276.9
. . .
§ 276.10 . . .
4. Paragraph (7) of subdivision (x) of
section 100.2 of the Regulations of the Commissioner of Education is amended,
effective May 24, 2005, as follows:
(7)
School district responsibilities.
(i)
Enrollment. Each school district
shall:
(a)
. .
.
(b)
. .
.
[(iv)]
(ii) Dispute
resolution. Each school district shall:
(a)
establish procedures, in accordance with 42 U.S.C. section
11432(g)(3)(E), for the prompt resolution of disputes regarding school selection
or enrollment of a homeless child or youth (Public Law 107-110, title X, section
1032, 115 STAT. 1998; Superintendent of Documents, U.S. Government Printing
Office, Washington, DC 20402-9328; 2002; available at the Office of Counsel,
State Education Building, Room 148, Albany, NY 12234);
[and]
(b)
provide a written explanation, including a statement regarding the right
to appeal pursuant to 42 U.S.C. section 11432(g)(3)(E)(ii), the name, post
office address and telephone number of the local educational agency liaison and
the form petition for commencing an appeal to the Commissioner pursuant to
Education Law section 310 of a final determination regarding enrollment, school
selection and/or transportation, to the homeless child's or youth's parent
or guardian, if the school district declines to either enroll and/or transport
such child or youth to the school of origin or a school requested by the parent
or guardian (Public Law 107-110, title X, section 1032, 115 STAT. 1998;
Superintendent of Documents, U.S. Government Printing Office, Washington, DC
20402-9328; 2002; available at the Office of Counsel, State Education Building,
Room 148, Albany, NY 12234); and
(c)
delay for thirty (30) days the implementation of a final
determination to decline to either
enroll in and/or transport the homeless child or youth or unaccompanied youth to
the school of origin or a school requested by the parent or guardian or
unaccompanied youth; provided that if the parent or guardian of a homeless child
or youth or unaccompanied youth commences an appeal to the Commissioner pursuant
to Education Law section 310 with a stay application within thirty (30) days of
such final determination, the homeless child or youth or unaccompanied youth
shall be permitted to continue attending the school he or she is enrolled in at
the time of the appeal until the Commissioner renders a decision on the stay
application.
[(v)]
(iii) Local
educational agency liaison. Each school district
shall:
(a)
designate an appropriate staff person, who may also be a coordinator for
other Federal programs, as a local educational agency liaison for homeless
children and youth to carry out the duties described in 42 U.S.C. section
11432(g)(6) (Public Law 107-110, title X, section 1032, 115 STAT. 2000;
Superintendent of Documents, U.S. Government Printing Office, Washington, DC
20402-9328; 2002; available at the Office of Counsel, State Education Building,
Room 148, Albany, NY 12234);
(b)
in the case of an unaccompanied youth, ensure that the local educational
agency liaison assists in placement or enrollment decisions under this
paragraph, considers the views of such unaccompanied youth, and provides notice
to such youth of the right to appeal pursuant to 42 U.S.C. section
11432(g)(3)(E)(ii) (Public Law107-110,
title X, section 1032, 115 STAT. 1998; Superintendent of Documents, U.S.
Government Printing Office, Washington, DC 20402-9328; 2002; available at the
Office of Counsel, State Education Building, Room 148, Albany, NY 12234) and
provides the form petition for commencing an appeal to the Commissioner pursuant
to Education Law section 310 of a final determination regarding enrollment,
school selection and/or transportation;
[and]
(c)
require the local educational agency liaison to assist the homeless
child's or youth's parent or guardian or the unaccompanied youth in commencing
an appeal to the Commissioner pursuant to Education Law section 310 of a final
determination regarding enrollment, school selection and/or transportation
by:
(1)
providing the parent or guardian or unaccompanied youth with the form
petition;
(2) assisting the parent or guardian
or unaccompanied youth in completing the form petition;
(3) arranging for the copying of the form
petition and supporting documents for the parent or guardian or unaccompanied
youth, without cost to the parent or guardian or unaccompanied youth;
(4)
accepting service of the form petition and supporting papers on behalf of
any school district employee or officer named as a party or the school district
if it is named as a party or arranging for service by mail by mailing the form
petition and supporting documents to any school district employee or officer
named as a party and, if the school district is named as a party, to a person in the office of
superintendent who has been designated by the board of education to accept
service on behalf of the school district;
(5)
providing the parent or guardian or unaccompanied youth with a signed and
dated acknowledgment verifying that the local educational agency liaison has
received the form petition and supporting documents and will either accept
service of these documents on behalf of the school district employee or officer
or school district or effect service by mail by mailing the form petition and
supporting documents to any school district employee or officer named as a party
and, if the school district is named as a party, to a person in the office of
superintendent who has been designated by the board of education to accept
service on behalf of the school district;
(6) transmitting on behalf of the
parent or guardian or unaccompanied youth, within five days after the service
of, the form petition or any pleading or paper to the Office of Counsel, New
York State Education Department, State Education Building, Albany, New York
12234;
(7)
providing the parent or guardian or unaccompanied youth with a signed and
dated acknowledgement verifying that the local educational agency liaison has
received the form petition and supporting documents and will transmit these
documents on behalf of the parent, guardian or unaccompanied youth to the Office
of Counsel, New York State Education Department, State Education Building,
Albany, New York 12234; and
(8)
accepting service of any subsequent pleadings or papers, including any
correspondence related to the appeal, if the parent or guardian or unaccompanied
youth so elects related to the appeal on behalf of the parent or guardian or
unaccompanied youth and making such correspondence available to the parent or
guardian or unaccompanied youth;
(d)
ensure that the local educational agency liaison maintains a record of
all appeals of enrollment, school selection and transportation determinations;
and
(e) inform school personnel, service
providers and advocates working with homeless families of the duties of the
local educational agency liaison.
(vi)
. .
.
(vii)
. . .